Our Goal
Our goal is to assist the client with achieving and maintaining regulatory compliance.  We understand that each public company is unique in their compliance needs and we tailor our services to fit those needs.  SCC consultants think outside-the-box to find the most cost effective method to help your company meet regulatory requirements.

Our experience and knowledge of SEC rules and guidelines allow us to perform most services in-house and pass the cost savings on to our client.

Who We Are

Rhonda Keaveney, J.D. is the Principal and Founding Member of Small Cap Compliance ("SCC").  Ms. Keaveney has 20 years experience working with small cap companies. Her career began at a boutique brokerage firm specializing in resale of restricted securities and stock option financing, investment banking, and mergers & acquisitions. Ms. Keaveney has assisted many small cap public companies with corporate restructuring and reorganization. Her experience includes holding the position of Chief Operating Officer for a NASDAQ OTC publicly traded company as well as President and Managing Member for several private institutions. Most recently Ms. Keaveney has focused on rehabilitating administratively abandoned public companies and assisting small companies with compliance, reverse mergers, and reorganization.

 

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About us